第7章

类别:其他 作者:William Rawle字数:20820更新时间:18/12/14 11:10:38
Ithasbeendecidedthatpersonswhohavebecomeboundforthegoodconductoftheofficeronthefirstappointment,arenotresponsibleforhisactsafterthedateofthesecondcommission,whichvirtuallysuspendsthefirst。4 1。SeeSergeant\'sConstitutionalLaw,p。360。 2。1Peters\'Rep。471。 3。1Cranch,137,Marburyv。Madison,andseeparticularlyp。167。 4。9Wheaton,730。UnitedStatesv。 Kirkpatrick。 WilliamRawle:AViewoftheConstitution:ChapterXVCHAPTERXV。OFTHELIABILITYOFEXECUTIVEOFFICERS。ITisaself-evidentprinciple,thatanillegalmandateorinstructionsfromthepresident,cangivenosanctiontotheconductofasubordinateofficer。Onthecontrary,thepresidentwouldbeliabletotheactionofapersoninjuredinthesamemannerthataprivateindividualwouldbe。Thelawmakesnodistinctionofpersons,andthemaximthatthekingcandonowrong,somuchadmiredinEngland,existsbynoanalogyinarepublicangovernment。 Itmaynotbeimpropertoconsiderwhysucharuleisadmittedinmonarchies,andwhyitcannottakeplaceinawellconstitutedrepublic。Ineverymonarchy,aqualitytermedprerogative,isattachedtothemonarch。ItisdefinedbythelearnedcommentatoronthelawsofEngland,\"thatspecialpreeminencewhichthekinghathoverandaboveallotherpersons,andoutoftheordinarycourseoflaw。\"1Itcannotbesharedwiththepeople,forthenitwouldceasetobeprerogative:\"itisthatlawincaseoftheking,whichislawinnocaseofthesubject。\"Oneoftheseprerogativesis,thatnopersonalredresscanbehadfromtheking。 Hemayactually,(itwouldseem,)commitanyoutrageonanyofhissubjects; hewouldbeliableneithertoaprosecutionnoracivilaction。\"Heisconsideredasasuperiorbeing,andentitledtothatawfulrespectwhichmayenablehimwithgreatereasetocarryonthebusinessofthegovernment。\"2Thesedoctrines,gratingastheyaretorepublicans,arepalliatedbythefurtherremark,thatprerogativeisgivenforthe\"benefitofthesubject,intheconfidencethatitwillonlybeexertedtotheadvantageoftherealm?andthattosubjecthimtocivilorcriminalproceedings,wouldbetosubvertthewholeorderofthatspeciesofgovernment。\"Thetheoryisnotunjust,andtheremarkofLocke,thegreatchampionofatemperedsystemofpopularrights,mustbeacknowledgedtobecogent?\"astopersonalwrongs,theharmwhichthesovereigncando,inhisownperson,notbeinglikelytohappenoften,nortoextenditselffar;theinconvenienceofsomeparticularmischiefs,thatmayhappensometimes,whenaheadyprincecomestothethrone,arewellrecompensedbythepeaceofthepublic,andthesecurityofthegovernment,inthepersonofthechiefmagistratebeingthussentoutofthereachofdanger。\"Buttheprinciplewhichthusshieldsandprotectsthemonarch;thesovereigntyresidentinhimself,createsthedistinctionbetweenhimandtheelected,thoughsupreme,magistrateofarepublic,wherethesovereigntyresidesinthepeople。Allitsofficers,whetherhighorlow,arebutagents,towhomatemporarypowerisimparted,andonwhomnoimmunityisconferred。Anexemptionfromthepowerofthelaw,eveninasmallparticular,exceptuponspecialoccasions,wouldbreakinuponthisimportantprinciple,andthefreedomofthepeople,thegreatandsacredobjectofrepublicangovernment,wouldbeputinjeopardy。Theexceptionadvertedto,isthatalreadynoticed,ofmembersofthelegislaturegoingto,attendingat,orreturningfromasessionofcongressbuteventhisexceptionisqualified;thecommissionoftreason,felony,ortheslightestbreachofthepeace,wouldconvincethemember,thathispublicfunctioninnowiseprotectedhimfromtheadministrationofjustice;butnootherofficerofgovernmentisentitledtothesameimmunityinanyrespect。 1。1Blackst。239。 2。1Blackst。240。 WilliamRawle:AViewoftheConstitution:ChapterXVICHAPTERXVI。ONCOMMUNICATIONSTOBEMADEBYTHEPRESIDENTTOCONGRESS。ITisthedutyofthepresidentfromtimetotimetogivecongressinformationofthestateoftheunion;butalthoughthisaloneisexpresslymentionedintheConstitution,hiscommunicationsnaturallyembraceawiderscopethaninternalaffairs。Undertheexpression,heistoreceiveambassadors,thepresidentischargedwithalltransactionsbetweentheUnitedStatesandforeignnations,andheis,therefore,theregularchannelthroughwhichthelegislaturebecomesinformedofthepoliticalsituationoftheUnitedStatesinitsforeign,aswellasitsdomesticrelations;yetithasbeenalwaysunderstoodthatheisnotrequiredtocommunicatemorethan,inhisapprehension,maybeconsistentwiththepublicinterests。 Eitherhousemayatanytimeapplytohimforinformation;and,intheregularcourseofgovernment,canapplyonlytohim,wherethematterinquiredof,isprincipallyunderhissuperintendenceanddirection,althoughtheyfrequentlyexercisetherighttocalluponthechiefofficersofexecutivedepartments,onmatterspeculiarlyappertainingtothem,andinlikemanneroccasionallyrefertotheattorneygeneraloftheUnitedStatesonsubjectsappropriatetoItsoffice。Theapplicationsdirectlytothepresident,aregenerallyaccompaniedwithaqualificationevincingacorrectsenseoftheobligationonhisparttoavoidorsuspenddisclosures,bywhichthepublicinterest,thatbothareboundtokeepinview,mightbeaffected。 Suchdisclosuresthelegislatureingeneralexpresslydisclaims。Inrecurrencetoourhistory,itmustbeobvious,thattheseofficialcommunicationsarechargeablewithbeingrathermorefullandliberalthaniscommoninothercountries。Insupportofthepracticeithasbeensaid,thatinrepublicsthereoughttobefewornosecrets;anillusoryopinion,foundedonidealconceptions,andatvariancewiththeusefulpracticeofmankind。Ifallthetransactionsofacabinet,whetherinrespecttointernalorexternalbusiness,wereregularlyexhibitedtothepubliceye,itsownoperationswouldbeimpeded;thepublicmindbeperplexed,andimproperadvantageswouldsometimesbetaken。Foreignpowers,pursuingastheyinvariablydo,adifferentcoursethemselves,wouldjustlyobjecttosuchproceeding。 Thepresidentisalsorequiredtorecommendtotheirconsiderationsuchmeasuresashemaydeemexpedient。Thisisanobligationnottobedispensedwith。Exercisinghisofficeduringtherecessofthelegislature,themembersofwhich,whentheyreturntothemassofcitizens,aredisengagedfromtheobligatoryinspectionofpublicaffairs;suppliedbyhishighfunctionswiththebestmeansofdiscoveringthepublicexigencies,andpromotingthepublicgood,hewouldnotbeguiltlesstohisconstituentsifhefailedtoexhibitonthefirstopportunity,hisownimpressionsofwhatitwouldbeusefultodo,withhisinformationofwhathadbeendone。 Hewillthenhavedischargedhisduty,anditwillrestwiththelegislaturetoactaccordingtotheirwisdomanddiscretion。Thesecommunicationswereformerlymadeinpersonattheopeningofthesession,andwrittenmessagesweresubsequentlysentwhennecessary,butthewholeisnowdoneinwriting。 Itwasformerlythepracticetoreturnanswers,whichasamerematterofceremonyisnowdisused。Thecoursepursuedatpresentistoreferthemessagetoacommittee,whocommonlyreportananalysisofit,andthepartsonwhichitappearsnecessarytoact,arereferredtoothercommitteestopreparethemforthedeliberationsofthewhole。 WilliamRawle:AViewoftheConstitution:ChapterXVIICHAPTERXVII。OFTHEPOWERTOGRANTPARDONS。Apowertograntreprievesandpardonsisexpresslygiventothepresident。 Thatpunishmentsshouldinallcasesbestrictlyappropriatetotheoffenceandcertainintheirexecution,isindeedtheperfectionofcriminallaw,butthefallibilityofhumanjudgmentwouldrenderaninflexibleruletothiseffect,toosevereforhumannature。Anactmayfallwithinthepurviewofthelawandjustlysubjectthepartytoconviction;yettheremaybealleviatingcircumstances,whichinduceeventhosewhodelivertheverdictorpronouncethejudgment,tofeelrepugnanceatitsbeingexecuted: butitwouldtendtooverthrowthebarriersoflaw,ifthetribunalwhichistodecideontheguiltorinnocenceoftheaccused,werepermittedtointermixotherconsiderations。Atfirstview,benevolentmindswouldnotobjecttotheadmissionoftheseprinciplesinfavouroftheaccused,onhistrial,butthegeneralinterestsofsocietyhaveastrongerclaimonthehumanityoffeelingsjustlyregulated,thantheparticularcaseoftheindividual。Thegeneralinterestrequiresthattheadministrationofjusticeshouldnotbedivertedfromitssettledcourse,byanerroneousassumptionofpowerandanirregulardistributionofjustice。Ifthelawisplain,thedutyofthetribunalistoconformtoit,becausethelawisascompulsoryonthetribunalasontheoffender。 Buttheconditionofsocietywouldbemiserableiftheseverityofthelawcouldinnoformbemitigated,andifthoseconsiderationswhichoughtnottooperateonajuryorajudgecouldhavenoinfluenceelsewhere。 Independentlyofotherviews,wemayinstancethecaseoftreasonagainstthestate。Publicpolicymayrequirethattheoffenders,thoughconvicted,shouldbeforgiven:severitymayincreasetheoppositionofthatpartofthecommunitywhichwasengagedinthecombination;mercymayproduceconciliationandsubmission;butiftheguiltisproved,nosuchconsiderationscanbeadmittedintothedeliberationsofthecourt。Itisthereforeexpedientandwise,todepositinsomeotherpartofthegovernment,thepowerorgrantingpardons;apower,whichnotwithstandingthestrangeassertionsofBlackstoneandMontesquieu,isnotinconsistentwiththenatureofademocraticgovernment。1Themostillustriousmindsaresometimesseducedfromplainandobvioustruthsbytheillusionsoftheory,andwhenwearetoldthatthepowerofpardoncanneversubsistindemocracies,becausenothinghigherisacknowledgedthanthemagistratewhoadministersthelaw,andbecauseitwouldconfoundallideasofrightamongthemassofthepeople,astheywouldfinditdifficulttotellwhetheraprisonerwasdischargedbyhisinnocence,orobtainedapardonthroughfavour,wemustatonceperceivethatthepositionisfallacious,bybeingtoogeneral。 Theinconveniencesuggestedinthelattermemberofit,correspondsindeedwithwhathasbeenalreadyobserved,ifconfinedtothejudicialtribunalthatoriginallyactsonthecase,butthefirstpartofitindicatesawantofacquaintancewiththesubdivisionsofauthoritycompatiblewiththepurestdemocracy。Itistheofficeofthejudgetoconvicttheguilty; theexecutionofthesentenceisthedutyoftheexecutiveauthority,thetimeandplaceofexecutionarenopartofthejudgmentofthecourt。2Itistrue,thatduringavacancyintheofficeofpresident,whichashasbeenseen,iscarefullyprovidedagainst,therewouldbenopowertograntapardon,butthemomenttheofficeisagainfilled,thepowerwouldberevived。 Thepowertograntpardonsextendstoallcases,exceptimpeachments。 Someconsiderationsonthesubjectofimpeachmentswillbepresentedhereafter; atpresent,itmaynotbeimpropertoobserve,thatnotonlyintheConstitutionoftheUnitedStates,butinthoseofalmosteverystateintheUnion,wefindtheEnglishdoctrineofimpeachmentsintroduced,butthedifferenceinrespecttograntingpardonstothepersonsimpeachedisnotpreserved。 Impeachmentsaregenerallyeffortsofthepeopleofthatcountrythroughtheirrepresentativesinthehouseofcommons,toobtainredressbeforeadistinctandindependenttribunal,forthemalpracticesofthegreatofficersofthecrown。Nopardonpreviouslygranted,cansheltertheaccusedfromafullinquiry,andthushismisconduct,ifsubstantiated,isdevelopedandexposedtothenation,butaftertheimpeachmenthasbeensolemnlyheardanddetermined,itisnotunderstoodthattheroyalgraceisfurtherrestrainedorabridged。 Withus,nopardoncanbegrantedeitherbeforeoraftertheimpeachment; andperhaps,ifthismodeoftrialisretainedatall,itisrightthatthesentenceofaguardedandaugusttribunal,which,asweshallfind,isexceedinglylimitedintheextentofitspunishments,shouldbeexceptedfromthegeneralpowerofthepresidenttodefeattheeffectofthecondemnation。 Inrespecttoanotherjurisdiction,itmaybedoubtedwhetherhepossessesthepowertopardon。 Itseemstoresultfromtheprincipleonwhichthepowertopunishcontemptsofeitherhouseofthelegislatureisfounded,thattheexecutiveauthoritycannotinterpose,inanyshape,betweenthemandtheoffender。Themainobjectistopreservethepurityandindependenceofthelegislature,forthebenefitofthepeople。Itacts,therefore,onitsownpower,withoutreferenceto,ordependenceupon,anyother。Iftheexecutiveauthoritycould,bygrantingapardon,or,inanyothermode,protectthosewhoinsidiouslyorviolentlyinterruptedordefeatedtheiroperations,thelegislature,whichisthesuperiorbody,wouldbesofardependentonthegoodwilloftheexecutive。Anditwouldbeonly,asitwere,bythepermissionofthelatter,thatitexercisedajurisdictionofsomuchimportancetothepeople\'srights。TheConstitutionisassilentinrespecttotherightofgrantingpardonsinsuchcases,asitisinrespecttothecreationofthejurisdictionitselfonearisesbyimplicationtheotherisexcludedbyimplication。 Inallotherthanthesetwocases,thepowerisgeneralandunqualified。 Itmaybeexercisedaswellbeforeasafteratrial,anditextendsaliketothehighestandthesmallestoffences。Theremissionoffines,penalties,andforfeitures,undertherevenuelaws,isincludedinit,andinthisshapeitisfrequentlyexercised:butalthoughitmayrelievethepartyfromthenecessityofpayingmoneyintothetreasury,thepresidentcannot,afterthemoneyhasreachedthetreasury,compeltherestitutionofit。 TheConstitutionnowhereexpresslydescribesanymodeofpunishment: itempowerscongressinfourenumeratedcasestoprovidethepunishment。 Theyaretreason,piracy,offencesagainstthelawofnations,andcounterfeitingthesecuritiesandcurrentcoinoftheUnitedStates。Thepowerofcongresstoinflictpunishmentinothercasesisderivedfromimplicationonly,butitisnecessarytocarrytheConstitutionintoeffect,andisembracedinthegeneralprovisiontopassalllawswhichmaybenecessaryandproper。3Thepardoningpowerisasextensiveasthepunishingpower,andappliesaswelltopunishmentsimposedbyvirtueoflawsunderthisimpliedauthority,astothosewhereitisexpressed。 Theonlyexceptionsarethetwocaseswehavealreadymentioned,inoneofwhichthepowerofpardoningisexpresslywithheld?andintheotheritisincompatiblewiththepeculiarnatureofthejurisdiction。 Intheexerciseofthe\"benignperogativeofpardoning,\"asithasbeenjustlytermed,thepresidentstandsalone。TheConstitutionimposesnorestraintuponhimbyrequiringhimtoconsultothers。Asthesenseofresponsibilityisalwaysstronginproportionasitisundivided,asinglemanwillbemostreadytoattendtotheforceofthosemotives,whichoughttopleadforamitigationoftherigourofthelaw,andlessinclinedtoyieldtoconsiderationscalculatedtoshelterpropersubjectsfromitspunishment。Ontheotherhand;asmengenerallyderiveconfidencefromtheirnumber,theymightoftenencourageeachotherinactsofobduracy,andbelesssensibletoapprehensionsofcensureforaninjudiciousoranaffectedclemency。4 Inadditiontothisobjection,therewouldbeagreatinconvenienceinimposingonthepresidentthenecessityofconsultingabody,which,whetheralreadyapermanentpartofthegovernmentasthesenate,orspeciallycreatedforthepurpose,itmightbedifficulttoconveneonoccasionswhenperhapsanimmediatedecisionwouldbehighlyexpedient。 1。4Blackstone,397。Montesquieu,b。 6,c。5。 2。4Blackstone,p。404。 3。6Wheaton,233。 4。FederalistNo。74。 WilliamRawle:AViewoftheConstitution:ChapterXVIIICHAPTERXVIII。OFCOMPENSATIONSTOPUBLICOFFICERS。THEprincipleofcompensationtothosewhorenderservicestothepublic,runsthroughthewholeConstitution。 Thesenatorsandrepresentativesshallreceiveacompensationfortheirservices,tobeascertainedbylaw,andpaidoutofthetreasuryoftheUnitedStates。 Thepresidentshallatstatedtimes,receiveforhisservicesacompensation,whichshallneitherbeincreasednordiminishedduringtheperiodforwhichheshallhavebeenelected,andheshallnotreceivewithinthatperiodanyotheremolumentfromtheUnitedStates,oranyofthem。 Thejudgesshallatstatedtimes,receivefortheirservicesacompensation,whichshallnotbediminishedduringtheircontinuanceinoffice。 Intheearlystagesofsociety,foundedonaslenderpopulation,beforeanyregularcivilinstitutionstookplace,thetasksofgovernmentwereprobablyperformedwithoutstatedemoluments。Intime,however,itwasperceivedthatthepublicoughtnottohavetheiraffairsadministeredwithoutmakingcompensationtothosewhopostponedtheirprivatebusinessforthegeneralbenefit。Acompensationwasthereforeeitherexactedorvoluntarilyrendered。Theformerisalwaysirregularandoppressive。Wemayreferasanillustrationofit,toapracticewhichinearlytimesprevailedinalmostallthekingdomsofEurope。Themonarch,forthesupplyofhiscourt,hisofficersandattendants,wasinthehabitofseizingprovisionsandimpressinghorsesandcarriages,forwhich,anarbitraryandinadequatecompensationwassometimesmade,butanycompensationwhateverwasfrequentlywithheld。1Thepractice,thoughconstantlycomplainedofasaheavygrievance,equallyinconsistentwiththerightsofthesubject,andtherealconvenienceofthecrown,wasnotabolishedinEnglandtilltherestorationofCharlesII。Thegovernmentofacountryisrelievedfromthenecessityofexactionsthusmutuallyinjurious,byvoluntaryprovisionsonthepartofthegeneralsociety。 Inrespecttoexecutiveandjudicialofficers,noquestionhaseverarisen:?Itseemstobeuniversallyagreed,thatcompensationsshouldbemadefortheirservices。Themannerofmakingitisvarious,itissometimesdonebyfixedsalaries,andsometimesbyfeesandperquisites,whichlatterareexactlyregulatedastotheamount。Argumentsarenotwantinginfavourofeachoftheseplans。Ifasalaryisgrantedwhichtheofficeristoreceive,whetherhedoesmuchorlittleofthebusinesswithinhissphere,thereisdangerofremissnessbuttorenderhimwhollydependantonthereceiptofcasualfees,wouldbeinconsistentwiththedignitythatoughtalwaystoaccompanyagreatexecutiveorjudicialoffice,andwouldtendtointerruptthededicationofhistimetohishighandimportantduties。 Inthosecases,salariesarepreferable。Alegalremedyforneglectofdutymaycertainlybefound,illadditiontothepublicreprobation,whichmustalwaysattenduponit。Butforinferiorofficers,notunderthesamecontrolofpublicopinion,oratleastnottothesameextent,thepaymentsbythosewhosebusinessistransactedseemstoformaproperfund。 Inrespecttothemembersofthelegislature,ourpracticecorrespondswiththatofsome,thoughnotofallthenationsofEurope。Inone,towhichweareaptmorefrequentlytolookthananyother,theancientusagehasmeltedaway,andthemembersofparliamentnowreceivenocompensationfortheirattendance。Theconsequenceis,thatonlymenoffortunecantakeseatsinthehouseofcommons。Thisisinconsistentwiththeequalitythatoughttobefoundinarepublic。Menofvirtueandtalent,thoughdepressedbypoverty,oughttohavetheavenuestopublictrustasopentothemastothemostwealthy。Wewillventuretoaddthatthecompensationoughttobeliberal:agenerouspeople,ifitisfaithfullyserved,willnevercomplain。Butthecompensationoughttobearasexactaproportionaspossibletothetimeemployed。Anactofcongresswaspassedafewyearsago,2inwhich,agrosssumwasallottedforanentiresession。Thedissatisfactionitoccasioned,producedanearlyrepeal。 Thecompensationofthepresidentisnottobeincreasedordiminishedwhileheisinoffice;thelegislatureshallneitherbribenorterrifyhiminthismode。Thecompensationsofjudgesshallnotbediminished,butthereisnorestraintontheirbeingincreased,becausetheirofficesbeinginlegalcontemplationequivalenttoofficesforlife;sincethelawbenignlycalculatesthatajudgewillalwaysbehavewell;thevalueofmoneymaydepreciate,andthesalarybecomeinadequatetothesupportintendedtobeallowed。 Itmaybeobserved,thatthepresidentandjudicialofficersaretoreceivetheircompensationsatstatedperiods,theintentionofwhichis,thatservicesshallnotbepaidfor,beforetheyareperformed;butnosuchrestrictionisimposedonthemembersofthelegislature,becauseitispresumedthattheywillnotviolateaprinciplesojust,andalso,becausefromtheuncertaindurationoftheirsessions,nostatedperiodcanbefixed。 Themilitarypowerisalsointhisrespecttobedistinguishedfromotherexecutiveoffices;beingliabletobeemployedinvariousplaceswhereitmaybedifficultorimpossibletoberegularlysuppliedwiththemeansofdischargingtheirpay,itwouldbeimpolitictoentitlethemtodemanditatcertainperiods。Theircompensationscannotbediminishedduringthetimeforwhichtheyareengaged,becauseitwouldbeabreachofthecontract:theymaybeincreased,becausethepublicsafetywouldnotbeendangeredbyit。Fortuitousadditions,tendingtostimulatetheirexertionsareallowed:anarmyisentitledtoshareinsomepartsofwhatistakenfromtheenemy,which,accordingtothelawsofwar,becomethepropertyofthecaptors。Arule,however,whichinmodernpracticeisratherspeciousthanprofitable,foritisrarelyenforced;buttothenavythesameprincipleisoftenproductiveofgreatemolument;adiscriminationhavingbeenlongestablishedbetweenmaritimecapturesandthoseonshore,onafoundationnotperceptiblyjust。Thepropertyofpeaceableandprivateindividualsonthelandisseldomconsideredinmoderntimes,asajustsubjectofconfiscation,althoughtheownersareinhabitantsofahostilecountry;butatsea,themerchantvessel,unarmedandunoffending,isthelawfulpreyofthecommissionedcruizer,andiscondemnedtohisuse,onbeingcapturedandbroughtintotheportsofhiscountry。Theamountoftheseadditionalcompensationsisfromtimetotimeregulatedbycongress。 Theappropriationforthesupportofthearmyandnavycanbemadeonlybycongress,andinrespecttothearmy,ashasbeenalreadyobserved,fornolongertimethantwoyears。Thismay,atfirstview,appearinconsistentwiththepracticeofenlistingsoldiersforalongertime,butwhenwetakeaviewofthewholepoliticalsystemandrecollectthatthislimitationhasbeenadoptedasasuitablecheckuponthepossibleilluseofaregulararmy,wemustallowapredominantoperationtothegreaterprinciple。Themilitarycontractsmustbeconstrued,inallcases,assubjecttotheconstitutionalrestriction,whichmustbeconsideredasaprovisointroducedintoeverylawthatauthorizesthepresidenttoraiseanarmy。 Todisbandanarmyentirely,mustbealegislativeact。Todismissanyoralloftheofficersis,bythetenureoftheircommissions,withinthepowerofthepresident。Itisthepracticeinmanycountrieswhenanarmyisreduced,toallowtotheofficerswhoseactiveservicesarenolongerrequired,halftheamountoftheirpayduringlife。Suchcompensationswithusdependonthejudgmentofcongress,andfromthatquarteralsomustproceedthosecharitableprovisionswhichseemfairlyduetothedisabledandinfirmsoldierwhohasfaithfullyservedhiscountry。 Arecentinstancehasprovedthatthechargeofingratitudecannotalwaysbejustlypreferredagainstarepublic。 Invitedtorevisitacountry,towhichin,earlylifehehadrenderedsplendidandsuccessfulservice;theheroismofGeneralLaFayettehasbeenrewarded,notmerelybyunboundedeffusionsofthepublicmind,butwithapecuniarycompensationequallyhonourabletothedonorsandtothereceiver。 1。SeeBarringtononStat。183,237,289。Hume\'sHistoryofEng。vol。v。346。519;andin12Coke,19,itisconsideredasaprerogativeinseparablefromthepersonoftheking,ofwhich,evenanactofparliamentcannotdeprivehim。 2。March19,1816。 WilliamRawle:AViewoftheConstitution:ChapterXIXCHAPTERXIX。OFINCOMPATIBLEOFFICES。TWOofficesmaybesoincompatibleintheirnature,thatthesamepersonshallnotbeadmittedtoholdthemboth。TheConstitutioninthisrespectisnotaltogethersilent,andweshallendeavourtoshowthejustnessoftheprinciplesonwhichitproceeds。 Itisaruleofgenerallaw,thatanofficerwhoacceptsanotherappointmentinconsistentwiththefirst,isheldtohavetherebyresignedthefirst。1Ifthemarshalofoneofthedistrictsweretobeappointedjudgeofthatdistrict,itwouldvirtuallyvacatehisofficeasmarshal。Ifamemberofthehouseofrepresentativesacceptedanappointmentassenator,hewouldceasetobeamemberofthehouseofrepresentatives。Butamanmayholdtwoormoreoffices,iftheyarenotincompatibleintheirnature,2andthereforetherewouldseemnoreason,otherthangeneralpolicy,forexcludingsomeoftheexecutiveofficers,belowthepresident,fromseatsineitherhouse,or,topreventanindividualfromholdingatthesametimetheofficeofsecretaryofstateandofthetreasury,oranysimilaroffices。Butalthoughnoreasons,merelyofalegalnature,mightbeopposedtoit,theimpolicyofadmittingsuchofficerstocomposeapartofthelegislatureisexceedinglyplain。 Wemust,oncemorerecurtoEngland,andexaminetheeffectsoftheirpracticeinthisrespect。Thegreatofficersofthecrown,unlesstheyare,membersoftheotherhouse,areeligibleasmembersofthehouseofcommons。Thewholeadministrationpartakesinoneorthe,otherofthehouses,ofthelegislativepower。Thereisnodoubtthatsomebenefitisderivedfromit,inthefacilityofobtaininginformationinregardtopublicmeasures,andtheinquiriesofothermembersonsuchsubjects,areusuallyansweredwithgreatcourtesy;butthissmalladvantageiscounterbalancedbytheinfluencetheypossessthere,andbythetotalsubversionofoneofthechiefpillars,onwhichtheimportanceandvalueofthehouseofcommonshavealwaysbeenassertedtorest。 EverypanegyristoftheBritishConstitutiondelightstodrawaperspectiveviewofthehouseofcommonsaskeeperofthepurseofthenation;regulatingitsexpensesandwithholdingsuppliesfromthecrown,exceptonsuchtermsasthegoodofthepeoplemayrequire。Butnothingisatpresentmoreremotefromthefact。Thewholeschemeoftaxation;theamounttoberaised;thesubjectstobetaxed,andtheobjectstowhichtheproductistobeapplied,arelaidbeforethembytheMinistersofthecrown;notindeedinthatcapacity,butintheprofessedqualityofmembersofthehouse,andperhapssincetherestorationofCharlesII。certainlynotformanyyearsback,theothermembersofthehouse,haveneverproposedotherplansoffinance,orundertakentoactontheoldprincipleofrepresentativesofthepeople,furtherthantoobjecttoandvoteagainsttheministerialpropositions。 Thusthehouseofcommonsisrenderedpartofthemachineryoftheexecutivegovernment,andwheneveraministerbecomessounpopularastolosehisascendancyinthehouse,eitheritmustbedissolved,andthechanceofonemorepliantbetakenbyanotherelection,ortheministerresigns,andthecrownemploysnewandmorejudiciousormoredexterousservants。 Greatjealousyoftheinterferenceofthehouseoflordswithmoneybillsisretained,inwhichtheministerialpartofthehouseofcommonsprudentlyunite;butnojealousyofthepoweroftheministryintheirownhouseiscollectivelymanifested。Inshort,theactualgovernmentofthatcountry,asnowadministered,ispurelythegovernmentofthecrown,andthesupposedrepresentativesofthepeople,thehouseofcommons,aremerelywhatthefirstlordofthetreasury,thechancelloroftheexchequer,andsimilargreatofficersareavowedly;thatis,theministersoftheexecutivegovernment。 Itistrue,thattokeepuptheappearanceofitsancientcharacterandindependencecertaininteriorofficersoftheexciseandcustoms,&;c。 thosewhoholdanyofficecreatedsincetheyear1705andpersonsholdingpensionsatthepleasureofthecrown,orforatermofyears,areostentatiouslyexcludedfromseatsinthehouseofcommons;asortofpoliticalflatterywhichcandeceiveonlysuperficialobservers;butthegreatmanagersofthewholemachineremainintheheartofit,anddirectallitsinternalspringsandmovements。 Howisthisopenandundisguisedprocessaccomplished? Theanswerisbythealmostentiredestructionoftheirancientprincipleofrepresentation。 Inveryfewpartsofthekingdomisaseatobtainedthroughtheunbiassedandindependentvotesofthepeople。Boroughs,oncepopulousandfree,havebecometheactualproperty,inpointofsuffrage,ofthecrown,orofaristocraticfamilies,andnoware,infact,meresubjectsofsaleorbarter。Theministercarefullyavoidingtopresenthimselfasacandidateinthosefewplaceswhicharestillactuatedbythespiritoffreesuffrage,unless(assometimeshappens)theprevalentpoliticalopinionsinsuchplacesshouldcoincidewiththepartytowhichhebelongs,procuresareturninhisfavourwithoutdifficulty,andonthevotesofsomenominalelectors,takesaplaceinthehouse,equalinlegislativeattributestothatconferredbythechoiceofthousands。Allattemptsatreformationinthisrespectareuniformlyresistedbytheministersofthecrown。 Fromsuchperversionsofsoundandregularprinciples,ourConstitutioneffectuallysecuresus。Whiledecennialenumerationandapportionmentcontinue,thatis,whileourConstitutionlasts,noexecutiveofficercaninsidiouslycreepintothenumberofourlegislativerepresentatives。Theopenandunfetteredchoiceofthepeopleonlycanplacehimthere。 Butwouldsuchachoicebeconsistentwithsoundpolicy,andthespiritoftheConstitution? Theadvantagesderivedtothepeopleseemtobefew?theobjectionsmany。Themeasuresoftheexecutivegovernment,sofarastheyfallwithintheimmediatedepartmentofaparticularofficer,might,itistrue,bemoredirectlyandfullyexplainedonthefloorofthehouse;butwenoticeherealsoastrikingdifferencebetweenthetwogovernments。InEngland,themeasuresofgovernmentarepracticallyconsideredthemeasuresoftheministers?itisnotevenallowedtointroducetheking\'snameintoadebate。3Buttheexecutiveactsofthepresident,exceptinthetwoinstanceswherethesenateparticipates,areunsharedwithothers,andthehighestofficerunderhimcanconstitutionallynomoreexplainoraccountforthemthananyotherindividual。Besides,suchmodesofcommunicationoughtnottobeencouraged,weretheyinuse。 TheregularchannelsofcommunicationfromthepresidentarepointedoutintheConstitution,andiffurtherinformationisdesired,itissoughtforinanopenandpublicapplication,leavingittothepresidenttowithholdwhathemaydeemitinjurioustodisclose,andprotectinghimfromthemisapprehensionsofothers,bythenecessityofreducinghiscommunicationstowriting。Suchamodeofobtaininginformationisinfinitelysuperiortothesudden,andsometimesunguarded,answersreturnedtotheverbalinterrogationsofthemembersofthehouseofcommonsinGreatBritain。 But,amongmanyotherobjectionstotheintroductionofanyofthegreatpublicofficersintoeitherhouseofcongress,wemustkeepinviewagreatprincipleofallrepublicangovernments,thatpublicofficesareintendedtobeforthepublicservice,andnotforthebenefitandemolumentoftheindividualswhofillthem。Nomoreofficesarecreatedthanthepublicneedsrequire。Ifthedutiesaretoofewtooccupythetimeoftheindividual,theofficeisincorporatedwithanother,unlesstheunitedweightofbothshouldbetoogreat。Ontheotherhand,ifthequantityofpublicbusinessshouldsoincreaseastorenderitnecessarytoincreasethenumberofpersonswhoaretotransactit,newofficesarecreated。Thewholesystemhasaviewonlytothepublicbenefit。Wedonotcontinueanofficewhenitsdutieshaveexpired。AsBurkehasjustlyobserved,\"whenthereasonofoldestablishmentsisgone,itisabsurdtopreservenothingbuttheburthenofthem。Thisissuperstitiouslytoembalmacarcasenotworththegumsthatareusedtopreserveit。\"4 Thepublicofficerbeingthereforeconsideredwithusashavingactuallivingdutieswhichheisboundtoperform,andashavingnomoretimethanisnecessarytoperformthem,theConstitutionexpresslyexcludeshimfromaseat。Butafurthercautionisintroducedintoit。Amemberofeitherhousemaybeappointedtoanofficeexistingpreviouslytohisbeingelected,iftheemolumentsofithavenotbeenincreasedduringthetimeforwhichhewaselected。Butifanewofficehasbeencreated,ortheemolumentsofanoldoneincreasedduringthattime,thepromiseorthechanceofreceivinganappointmenttoit,mayhaveanundueinfluenceonhismind。SuchanappointmentisthereforeforbiddenbytheConstitutionduringthetimeforwhichhewaselected;anditisonlytoberegrettedthatitwasnotforbiddenaltogether。Adishonourabletrafficinvotes,shoulditeverbecomeacharacteristicofourcountry,wouldbemorecompletelyprevented,iftoanofficesocreated,orrenderedmoreprofitable,noonewhohadhadanagencyineitherrespect,couldeverbeappointed。 TheConstitutioncontainsnoprovisionadvertingtotheexerciseofofficesundertheUnitedStatesandseparatestatesatthesametime,bythesamepersons。Insomeofthestatesithasbeenthoughtexpedienttoprovideagainstit。 Thosestatesappeartohaveactedundertheapprehensionofapossiblecollisionbetweenthetwogovernments,andajealousylesttheadmissionoftheofficersoftheUnitedStatesintoplacesoftrustandpowerinastate,mightleadtoapreferenceinthemindsofthosewhoholdofficesunderbothtotheprejudiceofthestategovernments。5Acounterapprehensiondidnotexistinthepeople,whentheyformedtheConstitutionoftheUnitedStates,althoughithasbeentheopinionofsomeenlightenedmenthattherewasmoreprobabilitythatifthebalanceevershouldbedisturbed,itwouldbebythepreponderancyofthestategovernments。Ithasbeenobserved,thatthestategovernmentsareconstituentandessentialpartsoftheUnitedStatesgovernment,whilethelatterisinnowiseessentialtotheorganizationoroperationsoftheformer。Withouttheinterventionofthestatelegislatures,thepresidentoftheUnitedStatescannotbeelected。Thesenateiselectedimmediatelybythestatelegislatures。Eventhehouseofrepresentatives,thoughdrawnimmediatelyfromthepeople,willbechosenverymuchundertheinfluenceofthosewhoseowninfluenceoverthepeopleobtains,forthemselvesanelectionintothestatelegislatures。Ontheotherhand,thecomponentpartsofthestategovernmentswillinnoinstancebeindebtedfortheirappointmentsortheirpowertothedirectagencyofthegeneralgovernment。 Thepowersofthegeneralgovernmentarefewanddefined,thosewhichremaintothestategovernment,numerousandindefinite。 Thefirstandmostnaturalattachmentofthepeoplewillthereforebetotheirstategovernments,butinthegeneralgovernmenttheywillseenotarivaloranenemytothestategovernment,buttheultimateauthorityandcommonpower,whichtheyhavethemselvesconcurredtocreate,andtherefore,asitwillbetheirinterest,itfinallywillbetheirendeavourtosupportandrestrainbothwithintheirjustconstitutionalbounds。6 ItwillnotbeforeigntothisheadtonoticetheoathsofofficerequiredbytheConstitution。 Thepresidentisrequiredbyittotakeanoath,(oraffirmation,)thathewillfaithfullysecurethedutiesofhisoffice,andthathewillpreserve,protect,anddefendtheConstitution。Thesenators,representatives,themembersoftheseveralstatelegislatures,andallexecutiveandjudicialofficers,bothoftheUnitedStatesandoftheseveralstates,shallbeboundbyoathoraffirmationtosupportthisConstitution。 Althoughapromissoryoathisnotinpointoflaw,rankedsohighasajudicialoath;thatis,itdoesnotfallwithinthegeneralprovisionsofthelawinrespecttoperjury,yetitgreatlyincreasesthemoralobligationoftheparty,andoughttomakeadeepimpressiononhim。Everystateofficer,andeveryofficeroftheUnitedStates,onbeingelectedorappointed,bindshimselfthereby,notonlytoabstainfromalloppositiontotheConstitution,buttogiveithisfirmandactiveassistance。 Ithasbeenasked,whyitwasthoughtnecessarythatthestatemagistracyshouldbeboundtosupporttheConstitutionoftheUnitedStates,andunnecessarytoimposeanoathontheofficersoftheUnitedStatesinfavourofthestateconstitutions。Thereasonassigned,(asoneofmany,)bytheauthorsoftheFederalist,is,thatthemembersofthegeneralgovernmentwillhavenoagencyincarryingthestategovernments,intoeffect,butthemembersandofficersofthestategovernmentswillhaveanessentialagencyingivingeffecttothegeneralgovernment。7 Thisanswerisasolidone。Anofficialoathoughttobeconfinedtothedutiesoftheoffice。Itisnotsobroadandcomprehensiveasageneraloathofallegianceandfidelitywhichembracesallthedutiesofacitizenorsubject。AnofficerappointedundertheauthorityoftheUnitedStates,istoperformonlythosedutieswhichemanatefromit;hisobligationislimitedbythatauthority,which,asrepeatedlyheretoforeobserved,isnotcontrolledbytheconstitutionsoftheseveralstates。Anofficerappointedundertheauthorityofastate,isboundtosupportitsconstitution,butsofarastheConstitutionoftheUnitedStatesinanyrespectsupersedesit,anotherruleofobligationarises,whichheisequallyboundtocomplywith;and,asitisessentialtothetrueinterestsofallthestates,thatthepowersgrantedtothegeneralgovernmentshouldbefullyeffectuated,alltheirofficers,legislative,executive,andjudicial,shouldexpresslyundertaketodoso。 Theremarksonthissubjectmaybeconcludedbydrawingtheattentionofthereadertotheliberalalternativeofanoathoraffirmation。Noreligioustest,itisdeclaredinthesamesentence,shalleverberequiredasaqualificationtoanyofficeorpublictrustundertheUnitedStates。 Notonlyanumerousandrespectablesect,butmanyotherpersonsnotofthepeoplecalledQuakers,feelaninvinciblerepugnancetotakinganoathinanyform。Ifthetermaffirmationhadbeenomitted,allsuchpersonswouldhavebeenexcludedfrompublictrustsonaccountofreligiousopinion。 Theabstractdeclarationofperfectequalityinmattersofreligionisthusrealized。 1。2Rolle\'sReports,452。Brooke\'sab。 Commissions,25。3Burr,616。2Durn。&;East,85。 2。4Serg。&;Rawle,275。 3。Itisaconstantrule,\"saysDelolme,\"nevertomentionhimwhentheymeantoblametheadministration。\"Andwemayobserveonalloccasionswhenamajorityadversetothepoliticalmeasuresofthedayhappenstoprevailinthehouseofcommons,thatthelanguageofresolutionsandaddressesisscrupulouslypointedagainsttheministerswhohaveadvisedthecrowntoadoptthem?notagainstthemonarchhimself。 4。SeehisadmirablespeechonEconomicalReform,in1780。 5。PerShippen,C。J。3Yeates\'sReports,315。 6。Seethe45thand46thnumbersoftheFederalist,inwhichthissubjectisfullydiscussed。 7。Federalist,No。44。 WilliamRawle:AViewoftheConstitution:ChapterXXCHAPTERXX。OFSOMEARDUOUSPARTSOFTHEPRESIDENT\'SDUTIES。ONafullviewofthepowersanddutiesofthepresident,thereaderwillprobablyperceivethattheyareofmoreimportanceinrespecttoforeignrelationsthantotheinternaladministrationofgovernment。 Athomehispath,thoughdignified,isnarrow。Inthetranquillitywhichwehavehithertointimeofpeaceenjoyed,littlemorehasbeenrequisite,ineitherhislegislativeorexecutivefunctions,thanregularlytopursuetheplainmandatesoflaws,andthecertaintextoftheConstitution。 Inhislegislativecapacity,thepowerofobjectingtoactsofcongress,hasbeenfairlyexercisedandrespectfullysubmittedto。Intheexecutivedepartmenthehashadindeedtwoinsurrectionstocopewith,oneofwhichwasinconsiderable,andtheother,thoughmoreextensive,disappearedbeforethemeredisplayoftheforcecollectedtosubdueit。Thetransactionitselfaffordedavaluableproofofthepatriotismofthepeople,andtheirattachmenttotheConstitution。Theregularmilitiaofthethreeadjoiningstates,NewJersey,Maryland,andVirginia,cheerfullyco-operatedwiththatofPennsylvania,inwhichtheoppositionexisted,andthegovernorofPennsylvania,asamilitaryofficer,obeyedtheordersofthegovernorofVirginia,onwhomthepresidentconferredthechiefcommand。Agreatproportionofthisforceconsistedofvolunteers;numbersofwhomweremenofconsiderablepropertyandcivileminence,andthegovernorsofthestateswehavementioned,exceptthatofMaryland,whowaspreventedbyparticularcircumstances,voluntarilytookthefieldinperson。 IfthepagesofourhistoryaresoiledinanydegreebytransientresistancetothelawsoftheUnion,thedisgraceisredeemedbytheproofofthatwisdom,bywhichthegeneralConstitutionnowappearedtohavebeenframed,andofthatdeterminationtosupportit,bywhichthemajoritywereactuated。 Andshouldinstancesofinsurrectionagainoccur,eitheragainstthelawsoftheUnion,orthegovernmentofanyparticularstate,itcannotbedoubtedthatthesamegeneralandnobleanimationwouldbeagaindisplayedinsupportofthegreatpoliticalarkofoursafetyandhappiness。 Butitisinrespecttoexternalrelations;totransactionswithforeignnations,andtheeventsarisingfromthem,thatthepresidenthasanarduoustask。Herehemustchieflyactonhisownindependentjudgment。TheConstitutionauthorizeshimindeedtorequiretheopinionsoftheprincipalofficersintheexecutivedepartments;buthoweverusefulthoseopinionsmaybe,theywouldaffordnosanctionforanyerrorshemightcommit。Andalthoughifrequired,theyaretobegiveninwriting,theywouldinvolvetheofficersinnoresponsibility。 Inrespecttotreaties,itisonlyaftertheyhavereceivedtheapprobationofthesenate,thathisresponsibilityisdiminishedbybeingdivided。 Butheisnotobligedtosubmittheinchoatetreatytothem。Hisinstructionstotheministerwhonegotiateditmayhavebeenmisunderstood,orwilfullydisregarded;thenationalinterestsmayhavebeenplainlyneglected,anditmaybealtogethersuchacompactashewouldnotratifyifhestoodalone。Undersuchcircumstances,itwouldbeatimorouspolicytoendeavourtofortifyhisowndisapprobationbyobtainingtheconcurrenceofthesenate。 Andifheshouldcontinuetodisapproveit,althoughitmettheirapprobation,hewouldnotbejustifiedingivingithisfurtheraction。ForbytheexpresswordsoftheConstitution,heinconcurrencewiththesenate,andnotthesenatealone,istomaketreaties。Incaseofanimpeachment,itwouldbenovaliddefence,forhimtoallegethathesubmittedhisownopiniontothatofthesenate。Ifindeedthecasewasatfirstofadoubtfulnature,ifheconscientiouslydesiredthedeliberateassistanceofthesenate,andifanhonestconvictionwasproducedinhisownmindbytheadvicehereceivedfromthem;hiscompliancewithitwouldbepersonallyhonourabletohim,andclearlyconsistentwiththeConstitution。 Thepowerofreceivingforeignambassadors,carrieswithitamongotherthings,therightofjudginginthecaseofarevolutioninaforeigncountry,whetherthenewrulersoughttoberecognised。Thelegislatureindeedpossessesasuperiorpower,andmaydeclareitsdissentfromtheexecutiverecognitionorrefusal,butuntilthatsenseisdeclared,theactoftheexecutiveisbinding。Thejudicialpowercantakenonoticeofanewgovernment,tilloneortheotherofthosetwodepartmentshasactedonit。1Circumstancesmayrenderthedecisionofgreatimportancetotheinterestsandpeaceofthecountry。Aprecipitateacknowledgementoftheindependenceofpartofaforeignnation,separatingitselffromitsformer,head,mayprovoketheresentmentofthelatter:arefusaltodoso,maydisgusttheformer,andpreventtheattainmentofamityandcommercewiththem,iftheysucceed。Theprinciplesonwhichtheseparationtakesplacemustalsobetakenintoconsideration,andiftheyareconformabletothosewhichledtoourownindependence,andappearlikelytobepreserved,astrongimpulsewillariseinfavourofarecognition;becauseitmaybeforournationalinterest,whichthepresidentisboundpre-eminentlytoconsult,topromotethedisseminationandestablishment,atleastinourownneighbourhood,ofthoseprincipleswhichformthestrongestfoundationsofgoodgovernment。 Butthemostaccurateandauthenticinformationshouldbeprocuredoftheactualstateandprospectofsuccessofsuchnewlyerectedstates,foritwouldnotbejustifiableinthepresidenttoinvolvethecountryindifficulties,merelyinsupportofanabstractprinciple,iftherewasnotareasonableprospectofperseveranceandsuccessonthepartofthosewhohaveembarkedintheenterprise。ThecautionofPresidentMonroeinsendingcommissionerstoSouthAmerica,forthepurposeofmakinginquiriesonthespot,inpreferencetoarelianceonvaguerumorsandpartialrepresentations,washighlycommendable。 Thepowerofcongressonthissubjectcannotbecontrolled;theymay,iftheythinkproper,acknowledgeasmallandhelplesscommunity,thoughwithacertaintyofdrawingawaruponourcountry;butgreatercircumspectionisrequiredfromthepresident,who,nothavingtheconstitutionalpowertodeclarewar,oughtevertoabstainfromameasurelikelytoproduceit。 Amongotherincidentsarisingfromforeignrelations,itmaybenoticedthatcongress,whichcannotconvenientlybealwaysinsession,maydevolveonthepresident,dutiesthatatfirstviewseemtobelongonlytothemselves。 Ithasbeendecided,thatapowergiventothepresidenttoreviveanactrelatingtoforeignintercourse,whencertainmeasures,havingadescribedeffectshouldtakeplaceonthepartoftwoforeignnations,wasperfectlyconstitutional。Thelawthusrenderedhimtheresponsiblejudgeofthateffect。2 Incaseofwarbreakingoutbetweentwoormoreforeignnations,inwhichtheUnitedStatesarenotboundbytreatytobearapart,itisthedutyoftheexecutivetotakeeveryprecautionforthepreservationoftheirneutrality;anditisamatterofjustice,bothtothosenationsandtoourowncitizens,tomanifestsuchintentioninthemostpublicandsolemnmanner。Thedisquietudeofthebelligerentpartiesisthusobviated,ourowncitizensarewarnedofthecourseitbecomestheirdutytopursue,andtheUnitedStatesavoidallresponsibilityforactscommittedbythecitizensincontraventionoftheprinciplesofneutrality。Itistheofficeofthelegislaturetodeclarewar;thedutyoftheexecutive,solongasitispracticabletopreservepeace。